ASTRAZENECA PLC

CUSIP: 46353108 Class: Depository Receipt

HighPoint Advisor Group LLC's Holding History (CIK: 0001616034)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 10,978 Value ($000) $300 Avg Close — Range —

Q2 2016

Shares 9,462 Value ($000) $323 Avg Close — Range —

Q1 2016

Shares 5,865 Value ($000) $177 Avg Close — Range —

Q4 2015

Shares 6,645 Value ($000) $209 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	10,978	$300	—	—
Q2 2016	9,462	$323	—	—
Q1 2016	5,865	$177	—	—
Q4 2015	6,645	$209	—	—